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After decades of famine, grinding poverty, colossal debts and enormous slum-growth, Africa is indisputably the worst casualty of economic globalization. As the region takes the further brunt of man-made climate change, the rich nations hold a moral responsibility to coordinate a massive transfer of resources and a significant restructuring of economic priorities to ensure continued, sustainable development for the impoverished continent.

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Engaging Indigenous African Healers in the Prevention of AIDS and STDs

Dr Edward C. Green

Senior Research Scientist in the School of Public Health, Center for Population and Development Studies, Harvard University

Engaging Indigenous African Healers in the Prevention of AIDS and STDs

in
R. Hahn (ed), Anthropology in Public Health
Oxford University Press, 1999, pp.63-83

BACKGROUND

In this Chapter I outline a pilot program for enlisting the help of indigenous or "traditional" healers (as they themselves prefer to be known) in an AIDS prevention program in Manica province, central Mozambique. There were few reliable data on HIV prevalence in 1991, at the outset of the pilot program. By 1995, a year after the end of war and when data became more reliable, the national average of HIV prevalence for the general, sexually-active population (ages 15-49) was 8.0%. However HIV prevalence in Manica province was 10.5%, second only to Tete province at 18.0%. Both of these provinces had experienced a great deal of population movement, mostly from Mozambican refugees returning from neighboring countries with considerably higher HIV prevalence than Mozambique, especially Malawi and Zimbabwe.

Need for an AIDS Prevention Program

Prior to 1991, there had been little AIDS preventive education or condom promotion in Mozambique. A number of knowledge, attitude, and practice (KAP) surveys had asked questions designed to test knowledge of HIV spread and prevention. Surveys at the time found "low" levels of knowledge about the "basic facts" of AIDS transmission and prevention. The program I proposed in 1991 was based on the premise that it is critical to discover the indigenous or ethnomedical system of beliefs relating to a domain of health in which there is to be an attempt at behavior change--in fact, this is far more useful than KAP surveys which simply demonstrate lack of knowledge from the biomedical perspective.

The program involving traditional healers aimed to reduce the spread of HIV not only through the promotion of responsible sexual behavior and condom usage but also by means of treatment and prevention of other STDs, which themselves increase the likelihood of HIV infection. Specifically, a proposed program objective was to reduce STD incidence and thereby HIV seropositivity by first modifying the behavior of traditional healers (in their referral if not their treatment practices) and then, through them, modifying the behavior of their clients. Another objective was to promote reduction in numbers of sexual partners by reinforcing indigenous beliefs about the dangers of sex with strangers.

A basic hypothesis was that AIDS prevention efforts could take advantage of the prestige, credibility, authority, and widespread availability of traditional healers to promote behavior change and the adoption of new technology (such as condoms) among their clients. Research suggests that traditional healers see and attempt to treat many or most STD cases in southern Africa, if not in all of Africa (Nzima, 1995; Green, 1994; Good, 1987). Healers also provide vaccinations and participate in ritual scarification, using razor blades, thus facilitating transmission of AIDS. It is generally accepted that about 80% of the people of sub-Saharan Africa rely on traditional healers for treatment of all conditions, even if many also visit hospitals (Bannerman et al., 1983). In Mozambique, the proportion relying on traditional healers may be even higher because of poverty, inaccessibility of biomedical health services, and years of attacks against the government's rural health personnel and infrastructure during Mozambique's civil war (1976-1992). Preliminary census studies by the Department of Traditional Medicine (Gabinete de Estudos de Medicina Tradicional, or GEMT) of the Mozambique Ministry of Health suggest a ratio of roughly one traditional healer for every 200 people. This estimate is comparable to estimates made elsewhere in sub-Saharan Africa (specified in Green, 1994:19). Given a national population of about 17 million, Mozambique can be estimated to have approximately 85,000 healers. The physician:population ratio in Mozambique is about 1:50,000, with some 52% of doctors concentrated in the capital city.

My GEMT colleagues and I proposed a three-year program to establish a foundation for public health collaboration between traditional healers and the National Health Service (Green et al., 1991). In 1991, I designed and directed preliminary ethnomedical research in Manica Province in a pilot program focusing on child diarrheal disease and sexually transmitted disease, including AIDS. These foci were chosen because: (1) both diseases were and are priority areas of preventive and promotive health care for the Ministry of Health; (2) the GEMT lacked the resources to work directly in more than two health topics, at least initially; (3) there was prior experience collaborating with traditional healers in diarrheal disease control elsewhere in Africa, and (4) there was already interest on the part of Mozambique's National AIDS program in such collaboration. The first phase of the pilot program consisted of what has come to be called rapid ethnographic research (Yoder 1997). This was followed by development of a research-based communications strategy, a "training" workshop, and finally, impact evaluation.

The current program of indigenous-biomedical collaboration was funded for at least three years by the Swiss Development Cooperation (beginning 1994). I served as Program Advisor for the first year. Following the pilot program in Manica, there have been additional GEMT collaborative programs based on the pilot model, in Gaza, Maputo, Inhambane and Nampula provinces.

Healers in our study came from Shona ethnolinguistic groups: Ute, Ndau, Manica, and Sena. There are roughly 10 million Shona living today in Zimbabwe and another roughly 1.8 million in west-central Mozambique. The Shona occupy a geographical position between the Central Bantu to the north and west, and the Nguni to the south. They are primarily agricultural, raising maize as well as millet, rice, beans, manioc, groundnuts, pumpkins, and sweet potatoes. Animal husbandry is practiced by the Shona but it is not as important as among some neighboring groups. They live in dispersed hamlets or homesteads ("kraals"). Group membership is primarily patrilineal, unlike their matrilineal Central Bantu neighbors. Historically, the Shona were organized in relatively complex states, with a king who lived with advisors in a royal court in a capital village or town, and received tribute from outlying chieftaincies (Murdock, 1959). The Shona have undergone great social changes in the last two or three generations, due to: major conflicts related to independence; wage laboring; urbanization; and government policies intended to rapidly modernize people in both Zimbabwe and Mozambique.

Development of Cultural Sensitivity in Mozambique Since Independence

Prior to 1989, the concept ?culturally appropriate? would have made little sense in the context of government programs, including health programs. It is necessary to sketch a bit of Mozambique's history since independence in order to understand why this is so. The Frelimo party fought for independence of Mozambique from Portuguese colonial rule, and eventually won in 1975. Mozambique's health system in the late 1970s and 1980s was in some ways a model for Africa, "in the forefront internationally" of primary health care (Hanlon, 1984:55). For the majority indigenous population it represented a great improvement over the health system under colonial rule since it emphasized rural outreach and prevention, and established a widespread system of health centers, health posts, and village health workers. The old system had emphasized curative services for whites.

On the other hand, the new system was centralized and top-down in the extreme. It was unresponsive to existing local health beliefs, values, felt needs, priorities, and social organization. There was no attempt to understand indigenous health systems, which were equated with witchcraft practices and spirit beliefs, both of which had no place in Frelimo's program of "scientific socialism." The government felt its mission was to enlighten "the masses," to show them the error of their superstitious ways. Accordingly it attempted to suppress indigenous medicine and its practitioners, along with other backward-seeming features of local cultures, such as polygyny, bride payments, initiation rites, and the system of chiefs and their councils. In response, the indigenous health system (along with the political system, initiation rites, etc.) simply went underground and continued much as before despite the official ideology.

By the 5th Frelimo Party Congress in 1989, the government formally recognized the mistakes it had made in its zeal to create a new, equitable, unified, national society. In late 1990, because of my background in applied anthropology in Africa (ethnographic and survey research in Swaziland [1981--1990], Nigeria [1985-88], and Liberia [1988]) I was asked to assist the Ministry of Health in defining a role for traditional healers. The pilot and the current program are direct outcomes of this consultancy. The Frelimo party, elected in Mozambique's first multi-party election in 1994, is today a party that has been humbled by recognition of the power of culture (Green, 1995).

PILOT PROGRAM: STI-RELATED BELIEFS AND PRACTICES OF TRADITIONAL HEALERS

Research Methods

Prior to the GEMT program, little was known about indigenous Mozambican theories and healing practices related to STIs. Our pilot research was exploratory in nature and related to complex beliefs and behaviors which Africans, including Mozambicans, tend to keep secret from those (such as government interviewers) who may hold unsympathetic or even derisive views. Systematic in-depth interviews and focus group discussions were conducted with a representative sample of traditional healers, as described below. Interviewers approached healers with respect and sincere interest, and this helped to overcome suspicion; however, a few healers would not be interviewed or participate in the program.

Our research does not qualify as ethnographic in the traditional sense; it was of the "rapid research" or "focused ethnographic study" type (Yoder, 1997; Bentley et al., 1988). I did not live in the region prior to the study; in fact I spent only a few weeks in the study area. However, I trained and collaborated with four Mozambican health workers, three of whom were from the local groups under investigation. Such applied, rapid research methods have become the norm in applied or operations research in international health. There is not enough time to conduct the long-term, ethnographic research distinctive of anthropology. Fortunately, anthropological studies of African societies -- or neighboring societies -- where health programs are to be carried out are usually available and can provide applied researchers with a general sociocultural context, if not more specific ethnomedical information. In the present case, there was abundant ethnographic material on the Shona from across the border in Zimbabwe.

Why interview traditional healers rather than those who consult them? First, they are the immediate group with whom we wished to collaborate directly and, therefore, we needed to understand how they perceive illness. Second, healers presumably represent the beliefs of clients who consult them and they are often better able than their clients to articulate such beliefs, both because of their specialized knowledge and because their status in the community makes them less likely to be intimidated by an interviewer (Nzima, 1995; Green and Nzima, 1995; Reis, 1994; de Sousa, 1991; Bishaw, 1989). On the other hand, healing knowledge is considered sacred and secret in much of Africa. Some healers feel constrained by their empowering spirits not to reveal secret information to interviewers. Again, approaching them with sincerity and respect helped overcome resistance, as did taking the time to fully explain the purpose and objectives of the GEMT program.

Random sampling was not attempted since we lacked an adequate sampling frame. To select healers to be interviewed, we collaborated with the Manica branch of AMETRAMO, the national healers association, which helped to provide balance by gender, age, and district. As with the membership of AMETRAMO itself, there may have been a selection bias in favor of more urbanized, Portuguese-speaking healers. Considerations of war and security for interviewers biased the sample in the same direction. This choice had a useful side effect in that urbanized, Portuguese-speaking healers were more willing to attend workshops than their rural counterparts.

Between February and October, 1991, 51 traditional healers reporting specialty in sexually transmitted illnesses were individually interviewed in depth, using a semi-structured interview schedule. Some 90% of interviews were conducted in the Shona language, and 10% in Portuguese. Interviews took place in the homes of healers in the five districts of Manica province accessible by road. Key informants were sometimes interviewed again to clarify points that arose in earlier interviews. Interview schedules had to be flexible as information gained in interviews might generate new questions. For example, prior to initial interviews, we had no idea about the complex concept of nyoka (see below), and when this arose, a new series of questions was needed to explore it.

We also used focus group discussion (FGD), a type of research that is being used increasingly in public health and behavioral science in recent years. As a qualitative method, it has more in common with in-depth interviews than with survey research using a fixed questionnaire. A moderator guides discussion to focus on specific topics of research interest, and a recorder keeps a written record of the discussion session. A topic guide is developed in advance and used as a framework for discussion. As with in-depth interviews and survey research, focus group research has advantages and disadvantages. It is especially useful to discover or confirm the existence of broad patterns. It is not useful for measuring or quantifying patterns. Since it is not based on a random sample, its findings cannot be projected to a larger population.

In Manica, we conducted five FGDs, two focused exclusively on AIDS and STIs. They were conducted in villages or in the compounds of traditional healers in order to help participants feel relaxed and unintimidated by any of the trappings or symbols of allopathic medicine or the government. Nevertheless, many healers tended to adopt a polite, accommodating, deferential manner they had learned to present to government officials. There seemed to be pressure during FGDs for healers to conform to a unified view, in line with the views of health authorities. In-depth interviews held in private proved to yield far more useful information.

Findings

According to our research, healing knowledge is passed along within families, often from a paternal or maternal grandparent. There are two basic types of healers, herbalists and diviner-mediums. Diviner-mediums claim to gain diagnostic and healing knowledge directly from ancestral spirits, or through dreams. While apprenticeship was acknowledged to occur, little information was gathered on the extent and nature of the empirical training (e.g., learning about curative herbs and diagnostic techniques) that healers undergo.

Manica healers recognize two broad categories of illnesses believed to be sexually- transmitted: siki and nyoka-related.

Siki illness

In several Shona dialects a generic term, siki, designates the more serious sexually-transmitted illnesses. A few older healers suggested that the term siki may derive from the English "sick" and may have been borrowed from the Shona of neighboring Zimbabwe where English is the official language. This derivation might lend credence to the local belief (found elsewhere in Africa) that syphilis and gonorrhea were introduced by Europeans. Some Shona healers said that siki can result when people whose "blood doesn't mix" have intercourse. In several neighboring societies, STIs are sometimes conceived as illnesses involving blood that becomes "bad," "dirty," or "impure" from excessive "mixing" or contact with "strange blood" through having many sexual partners (Schapera, 1940).

The specific siki illnesses known as chimanga, chicazamentu, mula, songeia, chikeke, and gobela seem roughly equivalent to the categories of more serious biomedically recognized STDs such as syphilis, gonorrhea, chlamydia, and chancroid -- the STDs that are co-factors of HIV infection. Siki illnesses were uniformly described as "adult diseases," meaning they are not found in children before the age of intercourse. At the risk of generalization, siki illnesses are characterized by either painful urination and a milky discharge (chicazamentu, songeia) or by various types of genital sores or boils (chimanga, chikeke, gobela). Healers report that siki illnesses are more common in men than women (Green et al., 1993). They also explained that if a woman remains untreated for siki illnesses, especially the one resembling gonorrhea, she can become infertile. This was mentioned often, reflecting the concern with fertility throughout most of sub-Saharan Africa. There was also recognition that siki can infect newborn infants.

Shona healers believe that siki illnesses are caused by khoma -- a common tiny, invisible, animate agent -- or by direct contact with pus or other genital discharges that contain khoma. Khoma was sometimes described by healers as a tiny worm or insect. One healer conversant in biomedical concepts explained that khoma was like a "microbe," or germ. Different illnesses are carried by different khomas, so the word must be regarded as generic.

Manica healers are not unlike biomedical physicians in their treatment of siki illnesses: they introduce a medicine into the body to kill or neutralize the specific illness-causing khoma. In one type of medicine, special roots are boiled, after which the liquid is cooled and given to the patient to drink. In another type of medicine, certain leaves are crushed or ground, then the resulting juice is drunk. There are also medicines applied directly to genital sores. Healers also advise siki patients to refrain from intercourse and from drinking alcohol until cured. Treatment is usually conducted in the patient's home over the course of several days (Green et al., 1993). Some healers reported locating and treating recent sexual partners of a siki sufferer. There were said to be different medicines for men and women to prevent siki. These were described as always effective if taken before intercourse with someone carrying the illness.

Healers reported that women with the siki illness, chimanga, will contaminate their babies. In the words of one healer, "The reason the baby dies inside a woman with chimanga is that there is something dirty inside her uterus, and the fetus eats this dirt and then dies." Another healer explained that if songeia (a siki illness) remains untreated, the "impurity goes inside the stomach and causes internal abscesses." Healers also report that menstruating women will contaminate their sexual partners; that physical contact with "tiny animals" from a "contaminated person" will make another person sick with the same illness; that treatment of chimanga requires medicines to make both the mother and father "clean" so that they won't contaminate the fetus in the mother's womb; that the nyoka-related sores of a contaminated baby are difficult to cure; that chicazamentu results when someone has contact with the clothes of the contaminated person, or steps in that person's urine, or steps on that person's "little animals."

What we see here is evidence of pollution belief, or a mixture of what Murdock (1980) called naturalistic infection with pollution (which he called mystic contagion). Pollution belief is actually not so mystical when examined closely. The basic premise is that when one comes into physical contact with an essence considered unclean or ritually impure, one becomes sick. "Contaminated" individuals -- to use the Shona term -- believed to be in an unclean or polluted state are often kept apart from other people, since they are considered contagious until ritually "purified," a process that might involve therapy with herbal medicines.

Note from these examples the link between khoma/germ and pollution ideas. In fact, pollution illnesses are conceived as being highly contagious in southern Africa (Hammond-Tooke, 1989; Ngubane, 1977). This is not so with illnesses caused by witchcraft, sorcery, or spirits, in which only a specific individual -- not others in the area -- is thought to be targeted for illness or misfortune by a superhuman being or force. Indeed, the defining characteristic of both "naturalistic infection" and pollution theories is that they are impersonal: one has contact with a "germ" or khoma, or with a dangerous essence, therefore one becomes ill. These ethnomedical theories are not "personalistic" (Foster, 1983) or supernatural. They have been called folk germ theories because they resemble biomedical germ theory.

Some Manica healers reported that they remove a siki illness and bury it. A person passing over the spot where the illness is buried can become infected. Burying the source of illness is a common health-related practice in Africa, and it implies belief in contagious illness and specifically in pollution (according to Douglas, 1992).

Nyoka-related illness

In parts of southern Africa there is a belief in the existence of an invisible, internal snake, often described as a power or force that dwells in a person's stomach but that can move throughout the upper body, from the area of the heart to the abdomen. It is designated by the local term for snake: nyoka in Shona and Tsonga. Shona healers described the nyoka as a protective force that requires that the body it inhabits be kept free of impurities or contaminants lest the nyoka react with displeasure, causing pain and discomfort. The nyoka itself can be angry or calm. Nyoka may be thought of as a personified immune system or a "Guardian of Health" or "Guardian of Bodily Purity" (Green, 1997; Green et al., 1994).

All people are believed born with a nyoka which remains in the body until death. It is not visible, even if one cuts open a body. Its existence is confirmed through bodily sensations when it is disturbed. For example, if "dirt" or spoiled food or bad medicine enters the body, nyoka may contract and cause cramps, or it can make noises of complaint in the stomach. Nyoka cleanses the body of impurities by means of discharges such as diarrhea, vomiting, menstruation, or pus, all of which are seen as natural purifying functions.

Manica healers described two sexually transmitted illnesses associated with this concept: nyoka kundu, which affects men, and nyoka dzoni, which affects women. A woman who has sex with a man who has nyoka kundu is said to contract the female disease nyoka dzoni, and vice-versa, through a process described as "contamination." Nyoka dzoni can also be caught by stepping in urine or feces contaminated by the male disease. Some healers also described congenital transmission.

If a man does not treat his nyoka kundu with indigenous medicines, not only will he remain sick, but at the moment of conceiving a son, the son's nyoka will be "contaminated." Contaminated sons will not only have symptoms of the illness nyoka kundu, but will also be susceptible to various other illnesses. A mother also passes nyoka dzoni on to her unborn daughter if she is not treated.

The symptoms of nyoka illnesses are diverse and may approximate a variety of genito-urinary infections and conditions such as non-specific urethritis, yeast infections, prostate infections, and trichomonas. Among these are conditions that, according to biomedicine, are probably not sexually transmitted but affect the genital or lower abdominal area. The nyoka STIs are treated by applying a topical herbal medicine in the genital area, and having the patient drink a liquid from boiled roots. Treatment for nyoka dzoni is aimed at regulating menstruation and preventing infertility.

Other Syndromes with Genito-Urinary Symptoms

There are other syndromes with genito-urinary symptoms recognized in Manica province, which are regarded neither as siki nor as nyoka illnesses. Syndromes of this sort include chitheta, iumanga, mugarapadima, and sikumbe. These are considered by healers as less serious than siki and they include symptoms of menstrual irregularities, vaginal inflammations and discharges, sores in the groin or elsewhere, hydrocele, miscarriage, and infertility. Some of these are regarded as adult diseases but not as sexually-transmitted.

Only one STI was related to sorcery. Rikawo is believed to be caused directly by contact with a dangerous medicine used by men to "protect" their wives and lovers from sexual contact with other men. The deeper cause of rikawo is adultery or infidelity.

Healers' understanding of AIDS

Although all traditional healers interviewed had heard of AIDS in 1991, most claimed to know little about it beyond what they had heard on the radio or from other people, e.g., that it is incurable, fatal, and sexually transmitted. Our findings about AIDS are supportive of findings from KAP surveys of general populations in Mozambique and elsewhere in Africa. Some healers reported that AIDS is highly contagious and is characterized by progressive weakness, sores on the body, appetite loss, prolonged diarrhea, emaciation, and coughing. There was little understanding, however, of how AIDS is transmitted, beyond the role of sexual intercourse. Several forms of casual contact, such as sharing eating utensils, were mentioned as means of transmission. About 10% of healers mentioned extramarital sex as a cause of AIDS and noted its increase in modern times. About 10% of healers commented that it is better to prevent than try to cure AIDS, even mentioning the use of condoms.

A majority of healers believed that they had neither seen nor treated this disease and that it was new to Mozambique. A few healers associated AIDS with familiar STIs--even referring to it as a siki disease--perhaps because they had heard that it is sexually transmitted. These healers claimed that AIDS is not really a new disease--it is the familiar disease songeia, or perhaps chimanga. Therefore, they believed, a variety of familiar medicines can cure or prevent the disease, a belief also found elsewhere in Africa (Scheinman et al., 1992; Staugaard, 1991; Ingstad, 1990). A few healers thought that, although AIDS is different from familiar STIs, there are nevertheless indigenous medicines to cure it. In short, some healers claimed they could cure -- and have cured -- what they believed to be AIDS.

There were several factors favoring development of an STI strategy for Manica healers. It seemed unnecessary to accommodate our message to complex magico-religious beliefs since siki illnesses are thought of in an manner similar to the "germ" medical model of STD. To the extent that siki illness relates to pollution beliefs including nyoka, even these are essentially naturalistic (impersonal) and fundamentally compatible with the medical model. Furthermore, several existing practices relating to STI prevention were biomedically sound: avoiding adultery and intercourse with strangers; avoiding intercourse during menstruation; refraining from intercourse and from drinking alcohol until siki was cured; and healers locating and treating recent sexual partners of patients.

There are other parallels with biomedicine, such as recognition that STIs can infect newborn infants and that STI symptoms can become latent. Shona healers also recognize that untreated STIs, especially the disease resembling gonorrhea, lead to infertility.

The question, however, remained: what to advise about treatment? Healers were convinced that only their own medicines could treat khoma, the causal agent of siki illnesses. Some healers even said that khoma "retreats" in the presence of hospital medicine and so may become impossible to cure. Even if it seemed feasible to advise healers to send their patients to a hospital for treatment of STDs, hospitals in Manica and elsewhere in the provinces and districts would run out of antibiotics, at least for emergencies that are not life threatening. Assuming the availability of antibiotics in hospitals in the future, we hoped it would be possible to build upon the growing trust and cooperation which had developed since the first workshop and to persuade healers to allow at least their siki patients to benefit from both hospital and indigenous medicines.

Once research provided a base of ethnomedical information, common ground was identified, and specific areas of existing beliefs and behavior were targeted for encouragement or discouragement, we developed a strategy for communication with traditional healers that embodied these elements. Specifically, we promoted educating clients who might engage in risky sexual encounters about condom use; sterilization of razor blades used in treatment; and appropriate referrals of STI patients with persistent symptoms. We wished to reinforce the existing belief that it is dangerous to engage in sexual intercourse outside of marriage (however defined), with strangers, with many partners, and with a person showing symptoms of siki. We also encouraged the belief that there is a force within people that requires bodily purity, and we pointed out that nyoka is similar to what Western doctors call the immune system. We discouraged healers having direct, unprotected contact with the blood of patients.

Workshop Process and Content

Thirty participants were invited and planned for in the 1991 workshop for traditional healers. Participant selection was handled by AMETRAMO (the National traditional healers' association, Manica branch). The GEMT provided selection criteria with a view toward: (1) male/female balance; (2) geographic representation; and (3) attracting participants who were specialists in STDs (or child diarrheas). Eighteen traditional healers appeared for the workshop, and one elderly man dropped out after the first day. The remaining 17 healers completed the workshop. The lower-than expected turnout may have been due to internal AMETRAMO differences or lack of coordination. Or it may have been due to suspicion over government motives on the part of traditional healers from outlying areas, something that has occurred in other countries during initial efforts to attract healers to a workshop. (A year or two after the GEMT pilot program, the problem became one of accommodating the large number of healers who wished to participate.)

The workshop lasted a week and basically consisted of give-and-take discussion between healers and government health personnel, with both groups trying to learn from each other. The Shona language was used, even though government policy and practice at the time was to overcome "tribalism" through exclusive use of Portuguese, the national language. Most workshop participants spoke Portuguese poorly, if at all. The first few hours of each new topic was devoted to listening to healers explain their understanding of the topic.

Discussion of AIDS occurred without reference to scientific terms such as ?virus.? AIDS and HIV transmission were explained in terms of healers' existing understanding of siki illnesses and their general beliefs about contamination. We explained that AIDS, like siki, is transmitted by an invisible khoma. However the AIDS khoma is not transmitted in familiar ways, such as touching, sharing eating utensils or blankets, or stepping in a sick person's excrement or discharges. It is carried in sperm, blood, and in a woman's vaginal fluids. The AIDS khoma needs to get into the blood to infect someone. If there are sores or wounds on the genitals of men or women, the AIDS khoma can enter the blood more easily. It may help if the nyoka is strong because the body is pure, and free of any illness or contamination.

We also informed healers about another opportunity for the blood of a sick person to infect or contaminate another's blood through traditional use of razor blades in vaccination or scarification. Unless new razors are used with each patient and/or used razor blades are properly sterilized, small amounts of blood -- or even the invisible khoma of AIDS or other illness (we described tetanus and hepatitis) -- can cling to the blade and enter the bloodstream of the next person on whom the same razor is used.

Due to many factors, there was and is great resistance to using condoms on the part of Mozambicans. Our research clearly showed that condoms were held in low regard. As a means of STI prevention, traditional medicines were believed far superior to condoms. Our approach was to find an opportune entry-point among traditional healers, upon which we could build a more ambitious program of condom promotion. Since many healers already advised their patients with siki illnesses to avoid intercourse during treatment, we tried to persuade healers to provide their clients with condoms to better ensure their compliance with healers' advice. We suggested that healers adopt some "modern technology" used in other countries to help them accomplish what they were already advising. Healers seemed to find this proposition reasonable, and, in any case, healers appreciated the government's gesture of trust in wanting to share medical devices with them.

DISCUSSION

In their review of the challenge of AIDS prevention in Africa, de Zalduondo et al. (1989:165) conclude that "the complex nature of AIDS points to the need for small-scale projects geared toward culturally homogenous communities where trained staff can translate the information into locally meaningful terms." "Trained staff" from biomedical backgrounds are rarely as skilled in culturally-appropriate approaches to behavior change as indigenous healers who already share--and strongly influence--the health beliefs of those who consult them. Regarding cultural homogeneity, the strategy developed in the pilot program was for Shona speakers in central Mozambique; it may not be fully appropriate for other groups in Mozambique.

Our applied research showed that there was considerable common ground upon which to develop a collaborative program involving healers. The "fit" between what exists and the biomedical model is greater for STIs/STDs than it would be for other health domains (such as mental illness) where causation involving witchcraft, sorcery, and evil spirits prevails. Both models agree that the cause of sexually transmitted illness is impersonal and relates to conditions that may be modifiable, such as avoiding sex with strangers, or "contamination" (infection) with an unseen agent of illness that can be sexually transmitted. Both perspectives are concerned with prevention of contact with agents of illness, whether conceived of as agents of pollution or as microbes. Both agree generally on the role of blood: traditional healers sometimes referred to STIs as well as AIDS as a condition of bad or impure blood. Among the nearby Tsonga, Zulu, and Bemba, one's blood can become "bad" or "dirty" or "weak" from having sexual intercourse with too many partners, or through contact with the dead or other polluting influences (Green et al., 1995; Nzima, 1995; Schapera, 1940), propositions with which Shona healers are likely to agree. Certainly the admonition that people must avoid contact with the blood of a person with AIDS made sense to traditional healers. It therefore seemed feasible to develop safe sex messages in which public health and traditional healers promote essentially the same program in similar terms for similar reasons, perhaps even using similar or compatible symbols and metaphors.

Designing an AIDS Workshop for Traditional Healers

How does knowledge of such details help in practical public health efforts? It seems logical that promotion of behavior change and of health-related technology would be more effective if based on knowledge of existing beliefs and behavior, even if it is difficult to measure this effect. As Airhihenbuwa (1990:156) put it, "While there is no single strategy that serves as a panacea for understanding the complex health problems in developing countries, an understanding of the complexity of the problem is a necessary prerequisite for proposing an effective solution." Our approach was to build upon existing local beliefs and practices, rather than to ignore or challenge them. We were willing to accept existing beliefs and practices, yet without compromising public health principles. Our assumption was that ethnomedical practices can (by Western public health measures) be considered either promotive of health, damaging to health, or of no direct health consequence but socially and psychologically useful. In simplest form, our behavior modification strategy was to encourage practices that promote health, discourage those that damage, and respect the rest while not interfering with them.

Since syphilis, gonorrhea, and chancroid correspond to illnesses locally classified as siki rather than nyoka-related, the GEMT communications strategy focused on siki illnesses. It seemed probable that other STDs such as chlamydia and lymphogranuloma venereum were also classified as siki by local healers.

It was never our intention that "training" would be one-way, and that traditional healers would be the only ones to learn and change. We knew from experience that health workers knew (or pretended to know) little about indigenous medicine, and that many had negative attitudes toward healers. We also believed that clinic treatment could be improved in ways that would attract more STD patients to choose this option as a first choice for treatment. Hospitals and clinics are often regarded as busy, impersonal, and very public places to be seen waiting in line when one has an embarrassing condition. Africans with STDs often regard traditional healers as more sympathetic, more likely to keep confidences, and more accessible than modern health workers; in addition, healers' STD medicines are often believed to be more, or at least as, effective as biomedical treatments (Green, 1994; Green et al., 1993). During all phases of the pilot program (and subsequent projects) we tried to sensitize health care providers in the following areas: to appreciate that STD patients feel embarrassed and therefore need to be treated with special consideration; to be discreet and more personal in their approach; and not to make patients feel ashamed if they have visited a traditional healer. However, given work and facility conditions in poor countries, along with entrenched attitudes regarding "obscurantists" or "witch doctors," it was idealistic to expect a great deal of change in this area, at least on a wide scale.

A major question should be answered before attempting to influence STI/STD therapy choice among traditional healers, namely whether or not healers can successfully treat any STDs. Limited in vitro studies of medicinal plants in Africa have shown that some exhibit antimicrobial activity against N. gonorrhoeae (e.g., Chhabra and Uiso, 1991). Needed are in vivo clinical trials. For argument's sake, if healers in a given area cannot successfully treat STDs, then emphasis must be either on influencing healers to refer their patients to clinics, or thinking about involving healers in so-called syndrome-based treatment, at least on a pilot basis. This approach refers to treating common STDs based on symptoms alone, following a clinical flowchart to guide drug choice, without requiring laboratory tests (Dallabetta et al., 1996). This saves time and money, and allows less-trained health personnel to treat STDs. Since publication of an influential study showing a 42% reduction in HIV incidence as a result of treating existing STDs in a rural area of Tanzania where condom usage remained low (Grosskurth et al., 1995), substantially more effort has gone into STD treatment as a way of combating AIDS in developing countries. Such results are likely to be improved if programs involve traditional healers who treat most patients with STDs.

If, on the other hand, healers can cure at least some STDs, we need to first determine which STDs. This outcome would obviously modify the general strategy of influencing clients of traditional healers to report to clinics instead of to healers--a difficult task under the best of circumstances. It was hoped from the time of the pilot program that simple research would be carried out to determine if at least some indigenous STD medicines are pharmacologically effective. This has not been done to date.

AIDS/STD Prevention Strategy

Prevention rather than treatment is the foundation of public health in general and AIDS programs in particular. Africans are often thought to be fatalistic and to believe that prevention of illness and misfortune is not possible. This characterization is only partially true in southern Africa. Hammond-Tooke (1989) proposed four categories of illness causation traditionally recognized in southern Africa: witchcraft (in which category he includes sorcery), ancestors, pollution, and Supreme Being.

I have found that healers in southern Africa, including Shona, tend to think of illness attributed to witchcraft, sorcery, spirits, or a Supreme Being as difficult or impossible to prevent because mere human effort cannot thwart superhuman will. On the other hand, illness attributed to "naturalistic infection" or pollution may be preventable; indeed these appear to be among the most preventable illnesses. For STIs, prevention may involve use of protective medicines, or change of behavior to avoid contact with khomas or pollution agents such as menstrual blood or corpses.

Behavioral prevention of STIs appeared to be so self-evident to traditional healers that they often failed to mention it in response to questions about STI prevention. Some took the question to refer only to medicinal prevention. But as most STIs involve the violation of rules governing sexual behavior, it follows (and healers readily agreed if asked) that one would not get these illnesses if one did not violate the rules in the first place.

Prevention involving indigenous agents of contagion (khoma, polluting essences) is probably the area we know least about, yet it is the area most closely relevant to successfully promoting use of condoms or other barrier methods. An important question in AIDS prevention is: can contact with agents such as khoma or "dirt" or menstrual blood be avoided during sexual intercourse if a condom is used? Khoma are seen as physical, living entities, and as such they resemble microbes. Yet they might have super-physical or mystical attributes as well and, therefore, might not be contained or blocked by physical barriers. During a 1993 workshop in South Africa, the opinion of traditional healers was divided over whether condoms can block "heat," which in this sense refers to pollution related to sexual intercourse. In Mozambique, we simply suggested to healers that khoma and pollution can be blocked by use of condoms. I am not sure how much healers believe this and I feel that more effective condom promotion strategies can be developed, based on a better understanding on our part of the attributes of various agents of contagion.

In any case, there is considerable common ground between indigenous and biomedical STD theory for the development of safe sex messages. The only "concession" AIDS educators need to make to traditional beliefs is essentially in adoption of the language, symbolism, and metaphors of STIs already in local use. AIDS educators would not have to adopt the language, symbolism, and metaphors of witchcraft, sorcery, or evil spirits in preventive messages.

In both the pilot and subsequent programs in other provinces, workshop moderators and other participating health staff have tried to draw parallels between indigenous concepts and their biomedical counterparts. Both healers and their clients may already have drawn some such parallels, but AIDS educators assisted the process by reinforcing and sanctioning them and by drawing others. Once healers and AIDS educators feel they are both "talking the same language," there appears to be maximum chance for effective communication and behavior change. This may sound easy, but too often AIDS and other health educators pay lip service to indigenous beliefs and the importance of culture, then go ahead and teach about AIDS in language laced with concepts and terminology that are alien to healers and their clients.

Should Emphasis be on Using Condoms or Reducing the Number of Sexual Partners?

Despite intensive promotion of condom use in some African countries (e.g., Uganda, Zambia, Zaire, Zimbabwe, Tanzania), there has been scant "payoff." For example, by late 1992, regular condom usage among the general, sexually active male population in Uganda was only about 2% (Serawadda, 1992a; 1992b). And, according to the Demographic and Health Survey in Zambia, 1.4% of Zambian women 15-49 years of age were current condom users and 9.2% were "ever-users" (Brunborg et al., 1993). Therefore, by this time, the GEMT felt that it made more sense to put even more emphasis on where the payoff seems to lie: promoting avoidance of sex outside of marriage, with strangers, and with prostitutes. The message that AIDS and other STIs can be avoided by abstinence or fidelity to one partner is one that reinforces what Mozambican traditional healers -- as well as local Christian and Muslim clergy -- already believe and to some extent promote.

The last comment deserves explanation. It seems that Mozambican healers do not ordinarily offer gratuitous advice about preventing illness -- their job is thought to be one of explaining and curing illness. Cynically, preventive advice could even be seen as bad for future business. Yet healers may be willing to promote fidelity or avoidance of indiscriminate sex more actively if they are made to feel that this puts them in partnership with their health ministry and government--which is often regarded as enhancing their prestige and bestowing a new, "modern sector" legitimacy (Ventevogel, 1996; Fassin and Fassin, 1988). The GEMT is therefore developing a strategy to motivate and empower healers to take a more active role in "preaching" what they already believe to their patients and perhaps to others in their communities.

Preliminary evidence from Uganda, Zambia, and parts of Tanzania indicates that both STD and HIV incidence have declined markedly since about 1993. Male condom user rates remain too low to account for this apparent decline, although some might argue that condom use in high-risk encounters such as with commercial sex workers has contributed to this decline. Healers interviewed in Zambia in 1995 noted a decline in STIs and attributed it to a reduction in multiple or indiscriminate sex partners. This seems reasonable: with 25% or more of the sexually active populations of Uganda and Zambia HIV positive, it is safe to say that everyone knows someone who is dying, or has died, of AIDS. (This is not true in Mozambique, at least not yet.) Fear causes people to change entrenched sexual behavior. Yet most have not adopted condom use; instead they appear to change behavior toward reduction in the number of partners (Pool et al., 1996; Asiimwe-Okiror, 1995). Traditional healers as well as clergy and church leaders are well positioned to promote and reinforce this type of behavior change.

The Current Program in Mozambique

Since the initial pilot research and collaborative workshop in Manica in 1991, the pilot and workshop have been replicated in other provinces in Mozambique. From 1993 to 1995, ethnomedical research and collaborative workshops were carried out in Zambesia, Maputo, Inhambane and Nampula. Workshops have continued in Manica itself, sponsored by UNICEF, the Mozambique Red Cross, and at least one foreign NGO. In Manica, topics have expanded beyond diarrhea and AIDS/STDs to include tuberculosis, acute respiratory infections, asthma, mental health, and water/sanitation. The suspicion over government motives encountered in Manica in 1991 has diminished and there are now many more healers wishing to participate than can be accommodated. In some areas, the healers' association, AMETRAMO, has taken the initiative to train its members in what the GEMT has taught in its workshop, with no requests for outside assistance.

Although there has been no evaluation of the impact of the pilot Manica workshop, there has recently been an evaluation of workshop impact in Inhambane province. The programmatic strengths and weaknesses found there are probably representative of programs elsewhere in Mozambique. In this evaluation, 20 healers out of the 30 who participated in a workshop in June, 1994 were re-interviewed in October-November, 1995 (the other 10 were not available to interviewers at the time of the evaluation). We also interviewed an additional healer who had been trained by a healer who had been to the workshop, and a small sample (n=8) of diarrhea and STI patients of the 20 healers were also interviewed. Patient interviews provided a means of verifying healers? self-reported behavior and yielded valuable insights into the healing process and the reinterpretation and dissemination of information and advice presented at the workshop.

Among the most important findings relating to STIs were that 85% of healers had learned that AIDS is caused or transmitted by sexual contact with a person with the illness and that use of condoms or fidelity to one (uninfected) partner can prevent AIDS. The role of blood, or "contaminated blood," in AIDS transmission was well understood. Virtually all healers said they now use only one clean razor per patient, or boil a razor if they must re-use it, or sterilize the blade in bleach. Most (81%) claimed that they had promoted condom use with their STI (siki) patients. We were unable to verify this from interviews with former STI patients, since these patients were reluctant to identify themselves, due to the stigma associated with STIs. (We were able to interview mothers of diarrhea patients, and found corroboration of healer-derived information on diarrhea treatment.)

The condoms distributed by healers in almost all cases were those supplied by the GEMT in the 1994 Inhambane workshop; most healers had never been re-supplied nor had they taken their own initiative to find condoms. Among other weaknesses encountered, there was still confusion about transmission of AIDS through superficial contact, e.g., using the same toilet, eating food touched by a sick person, using clothes of a person with AIDS, or kissing a sick person. There was also poor understanding about the role of STIs in increasing vulnerability to AIDS.

The GEMT program has been less active in developing workshops for traditional healers since 1995, due to personnel changes in the Ministry of Health. This is often the fate of programs operating in the public sector in Africa (Green, 1988). Collaborative programs involving healers have proven to be very fragile, and they are never high priorities in an African Ministry. Nevertheless, the GEMT achieved its general objective of developing collaboration between traditional healers and a variety of agencies and organizations, in diverse areas of public health, and in most regions of Mozambique. Many NGOs are currently working with Mozambican healers following the general model developed by the GEMT. The combined resources of these organizations is far greater than those of the GEMT, as is the public health impact of their programs.

Acknowledgment

I wish to acknowledge Annemarie Jurg and Amando Dgedge for their help in the original research upon which this analysis is based, as well as Josefa Marrato and Manuel Wilsonne for their help in the development and evaluation of the GEMT's later program.

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The Participation of African Traditional Healers in AIDS/STD Prevention Programs

Dr Edward C. Green

Senior Research Scientist in the School of Public Health, Center for Population and Development Studies, Harvard University

The Participation of African Traditional Healers in
AIDS/STD Prevention Programs

AIDSLINK (publication of the Global Health Council), No. 36, Nov/Dec.1995.

A Widely-Available Resource

It is widely accepted that at least 80% of people in Africa rely on traditional healers. This had led some who work in public health to think that healers ought to have some role to play in curbing the spread of AIDS in Africa. Indeed, from a public health viewpoint, this would seem to make a great deal of sense. Traditional healers are found everywhere, unlike doctors who tend to work primarily in the larger towns and cities. Healers are culturally acceptable; they explain illness and misfortune in terms that are familiar, that are part of local belief systems.

What is less well-known is that they seem to treat most of the case of sexually transmitted diseases (STDs) cases in Africa. In fact studies in several countries show that both healers and their patients have a great deal of confidence in plant-derived medicines used to treat locally recognized illnesses that resemble gonorrhea, syphilis, genital ulcer disease and other common STDs. AIDS prevention programs in Africa have lately been putting more effort into the treatment and prevention of standard STDs as a way of preventing the spread of AIDS, since it is now accepted that STDs facilitate the transmission of HIV (although we may not understand exactly why). Again, it has occurred to some that traditional healers ought to somehow be involved since they are the ones who see and treat (or attempt to treat) most cases of STDs. It must be acknowledged that the medical sciences have neither proven nor disproved that plant-derived medicines might contain enough antibiotic compounds or immune-system enhancing properties to actually cure an STD. This is an area of research needing urgent attention.

The Nature of Collaboration

In the meantime, some collaborative programs involving traditional healers have been attempted in several countries, including South Africa, Zambia, Mozambique, Swaziland, and Uganda. The major objectives of these programs has been to develop healers as promoters of condoms and fidelity to one sexual partner. Other objectives are to prevent HIV infection through sterilization of healers' instruments that come into contact with bodily fluids (there is actually little evidence that HIV is spread this way, but hepatitis and tetanus can be); to modify healer's practices that may put them at risk themselves for HIV infection, and to encourage referrals of healers' STD patients to hospitals. It has also become recognized that traditional healers can play an important role in care and counseling of patients who are already HIV positive. Healers practicing in Dar es Salaam were found to be giving sound advice to AIDS patients about diet and exercise, avoiding alcohol and tobacco, and avoiding despair and depression. Patients were advised to refrain from sexual intercourse not only because it will spread the disease but because patients would "waste their survival energy." Healers helped AIDS patients maintain hope and spiritual faith. Hospitals in that city, and elsewhere in Africa, are rarely equipped to provide the same kind of personal attention and understanding to chronic patients.

Who has funded AIDS prevention programs involving traditional healers? USAID, the Swiss Cooperation, and the European Union are among the international donors. Some programs operate in the public sector, typically involving a ministry of health. Others may be small scale and involve only non-governmental organizations. Usually there is a workshop or seminar lasting 3-5 days or more during which traditional healers and nurses or health educators exchange views and information. The learning should not be only one-way; "modern" health workers need to learn about traditional health beliefs and practices that can have effects on AIDS and STDs. There may be discussion about other "players" in AIDS or STD treatment, such as untrained injectionists who give shots of antibiotics, perhaps watered down to make the drugs go further. Traditional healers can be enlisted to discourage people from seeking this type of treatment.

Are Modern and Traditional Beliefs Compatible?

Some skeptics of these collaborative programs argue that there is too much basic incompatibility between modern medicine and traditional African beliefs regarding illness in general, and perhaps STDs and AIDS in particular, and that traditional healers will never change their practices. It is--or should be--part of the basic approach of collaborative programs that they are not confrontational. Instead, we look for the common ground between the two systems of health and then try to build upon this in an atmosphere of mutual respect and understanding. And there happens to be quite a bit of common ground to build upon. STDs are often thought to be illnesses that are not caused by witches, sorcerers or evil spirits, but instead are caused by having sexual intercourse with a person who is "contaminated" or "dirty" with some sort of dangerous essence. Often blood, semen and/or vaginal fluids or thought to become contaminated, polluted or--in our terms--infected in the case of this class of illness. Traditional healers are often open-minded about in what they are taught about AIDS because, as they usually admit, it is a new disease and they are just learning about it. They tend to have no difficulty understanding AIDS as an illness transmitted through sexual intercourse by a dangerous substance found in blood, semen and/or vaginal fluids.

Avoiding AIDS by "sticking to one partner" makes sense to traditional healers because they already interpret locally recognized sexually transmitted illness as resulting from a violation of the codes that govern proper sexual behavior. They typically feel encouraged and vindicated to learn that their own governments as well as the international community also wish to warn people against having sex with "just anyone", with too many people, with strangers, with prostitutes, with someone other than one's wife or husband. The promotion of responsible sexual behavior happens to also be the specific area that Christian and Muslim clergy are willing to participate in--much more than condom promotion.

Will African Healers Promote Condoms?

But what about condoms? Are African healers willing to promote what is often seen as an alien technology from the west? In fact, traditional healers are usually very interested in learning about "modern" medicine and in collaborating with doctors or nurses on whatever terms are presented to them. This is because they tend to gain prestige in their local communities and respectability in the broader society by having links with modern medicine. This helps explain why, before AIDS emerged, African healers were willing to promote oral rehydration salts to combat dehydration from diarrheal diseases. Once the role of condoms is explained--especially if this can be dome in terms that make sense in terms of traditional STD beliefs--healers are usually willing to advise their STD patients to use them to avoid becoming "contaminated" with the same illness once again, and to avoid catching AIDS. At this point the problem becomes one of supplying healers with condoms. Contraceptive social marketing programs are supplying traditional healers in countries like Zambia. Healers can make a few cents' profit on the sale of condoms, and of course this is an added incentive to the healer.

Program Impact

How have these programs fared? A private sector program in South African (funded jointly by AIDSCAP and AIDSCOM) had an internal evaluation at the end of its first year. The evaluation used survey methods and a semi-structured, flexible questionnaire. According to findings, a high percentages of the sampled healers interviewed were able to:

  • Define and describe HIV accurately;
  • Describe three or more correct AIDS symptoms (and not give incorrect symptoms); and
  • Accurately describe three or more means of HIV transmission and prevention.

There was also evidence of positive impact on healers' practices. Almost all healers reported providing correct HIV/AIDS preventive advice as well as demonstrations of condom use. Condom provision had occurred but had been held back by lack of condom availability (this was to have been the government's responsibility). To be sure, this preliminary evaluation data came from traditional healers only. Hopefully a more thorough evaluation in the future will include interviews with, and direct observations of, the clients of traditional healers exposed to AIDS workshops. This can give a better idea of what advice healers actually provide, and whether they really promote or supply condoms.


Programs in the Future

It must be admitted that we don't know the best way to work with traditional healers in the fight against AIDS. We are still learning. There is often medical opposition to the whole effort, with some doctors arguing that we "encourage" and lend undeserved respectability to traditional healers by having anything to do with them. Perhaps the most powerful argument for involving traditional healers is that whatever our attitude may be about traditional healers, they enjoy the confidence of most of the people. AIDS prevention and other public health goals probably cannot be realized in Africa without some type of collaboration that involves these important health care providers and opinion influencers. There simply aren't enough "trained" health personnel to do the job, and those we have are to often remote from the population--culturally and socially as well as geographically. There should however be more careful monitoring and evaluation of programs involving healers, so that the fundamental question of whether these programs work and are cost-effective can be answered. And so that the best model of community-based prevention of AIDS and STDs can be defined and presented for adoption on a broader scale.

 
Purity, Pollution and the Invisible Snake in Southern Africa

Dr Edward C. Green

Senior Research Scientist in the School of Public Health, Center for Population and Development Studies, Harvard University

Purity, Pollution and the Invisible Snake in Southern Africa.

Abstract

There exists in parts of southern and east Africa an apparently widespread belief in the existence of an invisible, internal "snake", often described as a power or force of some kind that dwells in the stomach but that can move throughout the upper body. Although some anthropologists have described this snake as related to witchcraft, findings from diverse parts of Mozambique, South Africa and elsewhere suggest that it may (also) be thought of as a symbolic expression of the need to respect the human body and specifically to protect it against the introduction of impurity. Belief in nyoka, as Tsonga- and Shona-speakers call the invisible snake, suggests the importance of purity and pollution beliefs as they relate to health in a particular society; the presence of nyoka belief may even be taken as an empirical measure of their importance. Going beyond nyoka, it is argued that pollution beliefs are more central in southern African ethnomedicine than the literature suggests, perhaps more so than witchcraft and sorcery beliefs. It is hypothesized that pollution-related illnesses tend to be roughly coterminous with diseases biomedically classified as contagious.

Apart from ethnographic and theoretical significance, establishing the nature and centrality of pollution beliefs, aided by analysis of cultural metaphors such as the invisible snake, can point to culturally-appropriate ways of presenting health education messages in societies where pollution beliefs are important. Pollution beliefs may be characterized as quasi-naturalistic and they in fact represent an area of potential interface between indigenous and cosmopolitan medicine--far more than witchcraft beliefs.

Introduction

There exists in parts of southern and east Africa an apparently widespread belief in the existence of an invisible, internal snake, often described as a power or force of some kind that dwells in the stomach but that can move throughout the upper body. It is designated by the local term for snake (nyoka in at least Shona and Tsonga; other variants include Nyowa, ndjoka, ndzoka, nyoga, inyoka and Nyakwadi). Less often a local word for worm is used, perhaps signalling a different concept. If a comprehensive treatment of this subject exists in the anthropological or related literature, I have been unable to find it. Indeed there seems to be little published of the subject at all. Yet the invisible snake concept appears to be of fundamental significance for an anthropological understanding of illness causality beliefs that relate to diverse illnesses and conditions affecting both children and adults, including diarrhea and other stomach conditions, sexually transmitted illnesses, epileptic and other convulsions, mental retardation, growth abnormalities, digestion, helminthic infections, fecundity, pre-natal development and childbirth, and barrenness.

This paper summarizes findings from the author's research and from the literature about belief in an invisible snake in Southern Africa. To bring some order to diverse research findings, they are organized chronologically, the earliest presented first. There are some minor exceptions to this in the interest of presenting the findings from several Mozambican societies in the same sub-section. It is argued that belief in an invisible snake reflects among other things the importance--and can be an empirical measure--of pollution beliefs. According to Ngubane (1977:77) pollution is "conceptualized as a mystical force which diminishes resistance to disease and creates conditions of poor luck, misfortune ...' disagreeableness' and 'repulsiveness'...In its worst form (pollution) is contagious." Lacking in this definition (taken from Ngubane's very useful broader treatment of the subject) is emphasis that pollution is believed to cause illness, whether directly of indirectly. I argue that pollution beliefs are more important in southern African ethnomedicine than has been appreciated and I offer the tentative hypothesis that pollution-related illnesses tend to be roughly coterminous with diseases biomedically classified as contagious. This latter means that the "fit" between the invisible snake and pollution is less than perfect, since the former is related to non-contagious as well as contagious illnesses and conditions.

It is further suggested that an understanding of the invisible snake is important for anthropological theory-building in the form of typologies that identify central conceptual themes or cultural metaphors underlying ethnomedical beliefs. The paper specifically deals with the question, Do witchcraft explanations predominate in explanations of illness in Southern Africa, as some have suggested? Evidence is offered from the author's and others' research suggesting that pollution beliefs may predominate for several Southern African societies. It is suggested that pollution beliefs resemble "naturalistic" rather than "personalistic" health beliefs. Finally, apart from theoretical significance, an understanding of the invisible snake points to culturally-appropriate ways of presenting health education messages in societies where pollution beliefs are important.

Methodological Summary

My own research was in all cases "applied" and related to public health intervention objectives--child diarrhea and sexually transmitted diseases--rather than to theoretical or other academic issues. Research in Mozambique took place between 1991-5. It was assisted by Mozambican researchers who conducted semi-structured, key-informant interviews in local languages, taking about 15 person months in Manica, 2 person months in Nampula, and 4 person months in Inhambane. Some 275 Mozambican traditional healers were interviewed in the three provinces. I designed all instruments and interpreted all findings, and conducted in some interviews in each province. My research in Swaziland was similar in objective and methods but was longer (3.5 years) and included considerable participant observation with traditional healers. Swazi research focused primarily on environmental sanitation and diarrheal disease. Limited interviews with knowledgeable elders (non-healers) were conducted in Swaziland in 1995 to learn about the invisible snake; these findings were reconciled with earlier ones. All other research was of shorter periods (between 3 weeks and 3 months) and was also aimed at health interventions. Interviews were conducted mostly with traditional healers in all countries. This is because my applied health work in southern Africa has often focused on the potential role of healers as change agents. Healers presumably represent the beliefs of clients who consult them (some 80% or more of the community) and they are often better able than their clients to explain such beliefs, both because of their specialized knowledge and because their status in the community makes them less likely to be intimidated by an interviewer. They also seem too possess deeper knowledge about etiology, including causation, of locally-recognized illnesses, a point often made by "laypersons" when interviewed. Evidence supporting this assertion can be found in the body of this paper.

A number of studies from the literature, each with their own objectives and methodologies, are also reviewed. Their findings, along with my own, are uneven in details and sometimes contradictory, a point taken up later in the paper.

Although the literature on invisible or internal snakes appears to be scant, there is a fair amount from Mozambique, much of it unpublished. This country encompasses a great deal of vertical or north-south territory, cutting across a number of ethnolinguistic zones or belts. The various ethnic groups of Mozambique are closely related to groups in contiguous countries--South Africa, Swaziland, Zimbabwe, Zambia, Malawi and Tanzania--which gives an indication of the cultural diversity found within Mozambique. This also suggests that invisible snake beliefs found in Mozambique ought to be present among linguistically-related groups in neighboring countries. Limited research findings presented below tends to confirm this.

The Snake in the Stomach: Summary of Findings

Based on research conducted early in the 20th century, the missionary and respected "amateur" anthropologist Junod (1962b:474) describes a condition that "...might be gastritis, congestion of the liver, or dysentery" and notes:

...we should often be wholly at a loss how to prescribe were it not for the highly picturesque, and often particularly appropriate, imagery used by the patients, or by their friends, in describing the various symptoms; for instance when a sufferer from "inside trouble" says that "it bites" (luma), we know that it is a case of intestinal colic. But it becomes somewhat puzzling when a patient declares that he suffers from an intestinal worm which passes from his stomach into his neck and returns through his lungs, when it does not happen to take a fancy to remain in his head!"

Another missionary anthropologist (Earthy 1968) worked among the Lenge in Gaza, several hundred kilometers to the north of Junod's area in Mozambique, between 1917-30. She too provides findings on an invisible snake, introducing the subject much as Junod did: "And here I must describe the strange concept of Nyakwadi...

"Inside every person lives Nyakwadi, in the form of a snake. Nyakwadi lives in front (apparently just above the abdomen). If Nyakwadi leaves the front and goes round to the back of a person, it is a sign that both will die. Also if Nyakwadi's eyes look to the back instead of to the side of a person Nyakwadi dies and the person too (Earthy 1964:62)

She notes further,

"Nyakwadi...moulds the child from the day of its inception... It is Nyakwadi who pushes the child out when it is ready to be born." The author was told that "...Nyakwadi arranged the menses and... Nyakwadi was ruler of all body functions." Furthermore the snake is essential to life; "If a person dies his Nyakwadi dies and is buried with him" (Earthy 1968:63).

Based on fieldwork among the Sotho-speaking Lovedu of the Transvaal (South Africa) a half-century ago, anthropologists Krige and Krige (1943:212) speak of an "...internal snake believed to be intimately bound up with fecundity and childbirth. Every one is said to have a snake in his stomach." They continue:

It is not a real snake, yet it is conceived of as having a head and of being able to crawl up to a man's neck (causing what we call indigestion) and running back again when he coughs. When a person has stomach-ache it is often said, "The snake is biting," while dysentery is referred to as 'red' or 'white snake,' according to the stage of the disease. The most important function of this snake, and one that forms a common subject of conversation in connection with barrenness, is, however, its reproductive one. It is believed that semen comes from a man's snake; if his snake is 'no good,' a child will not be born. The snake of a woman is sometimes identified with the womb and for conception it is necessary that this snake should accept the semen.

The Kriges continue to say a bit more about the internal snake as it relates to human reproduction.

W.D. Hammond-Tooke, in a book that seeks to identify patterns underlying health beliefs in Southern Africa (1989:55), discusses the Kriges' findings under a topic heading of "traditional ideas about anatomy and physiology" rather than under an immediately preceding section on "life force and personality". As I will argue below, the internal or invisible snake may indeed be life force with a personality. Elsewhere in his book, Hammond-Tooke (1989:80) suggests "a snake in the belly" can be a distinguishing characteristic of witches in South Africa. This notion may come from the report of Booyens suggesting the Tswana of South Africa associate serious diarrheal illness with the concept of an "intestinal snake" called kokwana. According to Booyens (1989:11), "...it is said that the snake, 'sent' to the child through witchcraft, 'eats' the child's food and the child itself." The invisible snake concept that emerges here appears as something evil, a weapon of sorcery or witchcraft. Indeed snakes occupy a place in African cosmology as witches familiars, manifestations of ancestor and other spirits, and adjuncts to rain-making and other rituals. This helps obscure the invisible snake-pollution association for researchers.

When my colleagues and I first encountered the belief in central Mozambique of a snake that dwelt in the stomach, called nyoka, we were conducting ethnomedical research on child diarrhea (Green, Jurg and Tomas 1991:12-13; Green, Jurg and Dgedge 1993:267-8; Green, Jurg and Dgedge 1994). As we began to discuss our earliest findings with local health workers, we were told that nyoka represented a crude understanding on the part of uneducated people of the role of the human intestines and/or of parasitic worms that could be seen in the feces of infected people. Findings by Maina-Ahlberg (1979) and Yoder (1981) in fact suggest that ideas of snake-like creatures in the stomach may be related to intestinal worms elsewhere in Africa. This seemed plausible yet the traditional healers with whom we were conducting in-depth interviews specifically denied this. Other health workers thought nyoka was somehow related to sorcery. Informants also denied this. It may be noted that our sample of 104 healer informants represented not only Shona speakers, but the Ndua, Manica, Sena and Ute languages as well. After a series of repeat interviews specifically on nyoka, it emerged that this snake is conceived as an invisible force that somehow demands purity of the body it inhabits. If contaminants enter the body, the nyoka react with displeasure, causing pain and discomfort. It is referred to as if it has a personality somewhat independent of the body it inhabits; for example it may be angry or calm. A useful English translation of the concept might be Guardian of Bodily Purity. Nyoka may be thought of as a symbolic expression of the need to respect the human body--even as a personified immune system. We further found:

All people are born with a nyoka and it remains within the body until death. Nyoka can move up and down in the body from the area of the heart to the abdomen. Nyoka is not visible, even if one cuts open a body. Its existence is confirmed through bodily sensations when it is disturbed. For example, if "dirt," spoiled food or bad medicine enters the body, nyoka may contract and cause cramps, or it can make noises of complaint in the stomach. Nyoka cleanses the body by means of diarrhea, which like menstruation is seen as a natural function of ridding the body of impurities--a view of diarrhea that conforms to current biomedical thinking. (Green, Jurg and Dgedge 1994:13)

As a force that ensures purity, it was not surprising to discover that nyoka was associated with menstruation, reflecting the common belief among traditional Africans that menstrual blood is highly polluting. When "dirt" accumulates in a woman's body, her nyoka twists and turns in discomfort and irritation, which movements are felt in cramps that precede menstruation. Such cramps are taken as evidence that the nyoka is preparing to expel accumulated impurities from the body through the menstrual process. Another focus of our ethnomedical research in central Mozambique concerned STDs, or illnesses believed associated with sexual intercourse or genito-urinary symptoms. Menstrual pollution proved to play a role here. If a man has intercourse with a woman during her menstruation, he becomes contaminated with the impurities her nyoka is in the process of expelling, and he develops a disease known as nyoka khundu. If a man does not treat this nyoka khundu, not only will he remain sick but at the moment of conceiving a child with a woman, the unborn child's nyoka will be negatively affected. When the child is born, it will not only have symptoms of nyoka khundu; it will also be susceptible to various other illnesses. If we may attempt translation into biomedical terms, the child will have poor resistance--we might even say a weak immune system (Green, Jurg and Dgedge 1993:267-8).

About the same time as our fieldwork in central Mozambique, studies in connection with two separate theses were concluded, one on mental retardation and the other on diarrheal disease, both conducted primarily among Tsonga-speakers in Maputo province. Both Marrato (1991) and Sousa (1991) encountered belief in a snake or "worm" that lived in the stomach or intestines, the movements of which related to the production of convulsions and diarrhea, as well as to mental development of the child. Fieldwork in both studies was based on in-depth, anthropological type interviews with traditional healers as well as their clients (mothers).

In 1992 a thesis in medical geography appeared based on fieldwork in southern Mozambique, on the Ronga-speaking island of Inhaca (Gibbs 1992). A finding of interest here is that nyoka (the same term is used among the Ronga and closely-related Tsonga) is "a basic traditional concept" explaining disease causation. Nyoka is said to dwell in all people. It can be bad, i.e., cause illness; yet it serves to "give life" and one cannot survive without it (Gibbs 1992:31). When food is eaten, the "chief nyoka" either accepts the food, "putting it toward the life-giving force within the body"; or it rejects it in which case it is converted to poison. This poison makes people ill. There is medicine which "kills the poison" and changes the nyoka in a way such that it stops making poison.

According to Gibbs, there is belief among Ronga traditional healers that nyoka is related to worms that are visible when they leave the body. But this is explained as the nyoka "becoming many" in order to make much poison. Medicine, in the form of store-bought (anthelminthic) syrup, can expel the worms, yet in the words of a diviner, "But some must stay in--if they all come out you can't live." (Gibbs 1992:33). The researcher goes on to comment that Ronga laypersons cannot--or at least do not--give explanations such as the foregoing. They may talk in a general way about nyokas but they refer more detailed questions to traditional healers, sometimes noting: "Only the nyangas can know such things".

During a water and sanitation study among the Macua of Nyasa province, northern Mozambique, Jurg et al (1994:22-24) encountered belief in an invisible snake, locally called nyowa. As elsewhere, the term for this means snake or worm. According to traditional healer and other informants, all children are born with a nyowa and it remains in the body forever. It does not always provoke health problems; it may be either provoked or "silent". It can make noise and move around in the stomach--even upward causing a person to "spit constantly" to the point of vomiting. It can bite the stomach but this does not necessarily cause diarrhea; it causes "large stomach" in children. Nyowa seems more related to birth (inheritance of essences or qualities from parents or spirits?) than to the causes of specific diseases--yet "can be treated with roots and papaya leaves". The purpose or goal of nyowa treatment is not described. My colleagues and I conducted interviews on child diarrhea with some 85 Macua traditional healers in another northern Mozambique province, Nampula, in March 1995. We found that nyowa was more often called mihaco (also miona, nowa,or mihoua) and that it was conceived as illness-associated worm that becomes visible when expelled from the body through diarrhea or vomiting. Mihaco seems to have no positive (i.e., protective, health-promoting, cleansing) function; instead it provokes anemia, diarrhea, other illnesses. It "eats" or "suck up" a person's blood and "weakens the body;" it "bites until it causes death" There was disagreement over whether everyone is born with these worms or still has them in adulthood. One healer said, "Some you are born with; others you catch from outside..." Not surprisingly, the aim of therapy is to kill or expel the worm(s). Only one out of 83 healers held a different opinion, commenting: "It is necessary to have mihacos in order to live..there are some who only live in the stomach and do no harm."

In an ethnomedical study of seizures, loss of consciousness, and convulsions in Swaziland, Reis (1994:S40) mentions a snake in the stomach which causes convulsions by raising itself in the body. Reis notes that this seems to be interpreted by Swazi as a naturalistic or impersonal rather than personalistic, cause. A study of epilepsy among Tsonga-speakers of southern Mozambique that relied on traditional healer informants (Panizzo 1994) also found that an invisible snake, nyoka, was causally involved in seizures and convulsions, and that these were related to the local illness nyokane (see below).

In 1993 I had the occasion to interview traditional healers and health workers from many parts of South Africa in connection with evaluation of a collaborative program in AIDS (Green and Zokwe 1994). I used the opportunity to do some brief interviews on invisible snakes. According to my co-investigator, a Xhosa with deep knowledge of that group's traditions, all children are born with a "snake" in its stomach. If a child has diarrhea, or bites itself (wanting blood), it must be treated to "calm its nyoka." These symptoms also mean it is time to have an animal sacrificed for the child, which will let its nyoka know it's being recognized and appeased. Later in the life cycle, during certain ceremonies where traditional brew is being taken, one must take a little always for one's nyoka. On a superficial level, nyoka can refer to tapeworm. "But this is the kind of distorted interpretation Xhosas might give whites" to hide their culture from probing and unsympathetic outsiders. Nyoka is a dangerous force until it is "developed" and calmed ("settled") and turned into a positive force of health. It is like a special soul. It has a personality. My informant was emphatic that nyoka is not something bad nor something that should or can be removed. A Pedi traditional healer endorsed the foregoing description as true for the Pedi as well as the Xhosa. She maintained that Zulus understand nyoka in the same way, "unless they've forgotten it."

During an informal group discussion on nyoka involving six traditional healers (five Xhosas and one Zulu), all agreed that everyone is born with a nyoka. It is created at the moment a man's sperm fertilizes a woman. Nyoka must be "developed" in order to "nurture" it and make it calm. Zulus were said to begin to nurture the nyoka prenatally; Xhosas wait until the child is born. The nyoka tends to be reincarnated and carry traits patrilineally, therefore if a father--but even a mother--is unhealthy at the time of conception, the baby will be born unhealthy and must be treated at once. Later, if a child's fontanelle is depressed, its nyoka is said to be thirsty. It must be given medicine to relieve the thirst. The nyoka may at times pull a baby's fontanelle down. According to the six South African healers, the nyoka at the time of death partly stays with the corpse (requiring special rituals if the person dies violently or away from home); partly becomes reincarnated; and partly becomes a fully-participating and useful ancestor spirit after some 20-30 years. There seems to be a transitional period during which the nyoka learns how to be an ancestor spirit. In this last depiction, nyoka seems to or resemble or be part of the "multiple soul" found in many parts of Africa.

Late in 1993 I had an opportunity to train a group of interviewers in anthropological research methods in Tanzania. The interviewers were originally from diverse parts of that country, yet many were familiar with a belief in an invisible snake in their home areas. Some used the term ndzoka. However they were unsure whether the snake was essentially a destructive, negative force or something related to maintenance of one's health.

During my fieldwork in Swaziland (1981-85 and periodically later), I confesses overlooked the significance of the invisible snake. However from limited interviews with elders in Swaziland in 1994 I learned that all children are born with worms (tilo) in their stomach. These grow into a snake (inyoka), described as a kind of invisible master of the body. Inyoka keeps the person healthy; one must have it in order to be alive ("Once it comes out you are dead"). When someone is hungry, his inyoka makes noise ("krrro-krrro-krrro!"). When taking food that does not agree with inyoka, it dispels it through vomit. One elder said, "It helps analyze the food and put the dirty things outside (the body)....The inyoka instructs you in what it needs." Another commented, "This inyoka instructs you in what it needs. Some call it appetite." Thus in Swaziland the snake seems to represent an ethnophysiological concept of digestion and appetite, an essentially positive force.

Also in 1994 I conducted brief research focused on child diarrhea and STDs in Inhambane province, in southern Mozambique but north of Inhaca island and Gaza, already referred to. I conducted interviews with seven traditional healers and also participated in a week-long discussion with 33 healers in the course of a collaborative workshop. My Mozambican colleagues had just conducted interviews with healers over a several week period. The healers spoke Tsonga or related dialects such as Chitwa or Bithonga. Just the year before, a week-long workshop for speakers of a Tsonga dialect in Gaza province had concluded: "There is consensus (among traditional healers) that the nyoka of a person becomes disturbed when impurities and dirt accumulate inside the body". (GEMT 1993) According to healers in Inhambane, the most important locally-recognized children's illness is nyokani. A child may inherit a quality or condition from its mother and thus be born with this illness, the symptoms being foam in the baby's mouth as well as vomiting, fits, convulsions, and diarrhea. Another type of nyokani can result from a child being left on the ground, allowing "dirt" to enter the child via its anus. Although nyokani involves more symptoms than diarrhea, one healer commented, "Nyokani is the mother of all diarrheas." Once diagnosed, treatment of nyokani must begin immediately, continue for 2-3 weeks and be coordinated with the phases of the moon.

As the name suggests, nyokani is related to nyoka. The first is an illness while the second, according to our Inhambane informants, is something that all children are born with inside them that grows as the child grows. In fact there are said to be two nyokas, one male and one female. Nyoka may "eat the energy" of a child's food. It may provoke diarrhea, vomiting or fatigue. One healer said traditional medicine must be given to the child to kill the male nyoka, which in turn will cause the female nyoka to die. Other healers described somewhat different treatment approaches but seemed to agree that the aim of treatment is for the nyoka to be expelled through defecation. According to some, the purpose of the medicine is to slice the nyoka up into small pieces, which then come out a bit at a time and are visible. Yet other healers denied there can be any external or visible evidence of nyoka.

After the week-long workshop for traditional healers in Inhambane, I tried to reconcile some of the apparent inconsistencies between accounts of nyoka among speakers of Tsonga- related dialects in southern Mozambique. Is nyoka a force to be nurtured and strengthened? Or should it be killed and expelled? With these questions in mind I interviewed two traditional healers from Inhambane who had moved to the Maputo area, one a Chopi and the other a Tsonga. They both agreed that all people are born with a nyoka. If the nyoka becomes disturbed, it manifests itself as the disease nyokani. The attacks of this illness are related to the phases of the moon. The purpose of therapy is to kill or expel the nyoka. However this does not pertain to the "beneficial nyoka". This nyoka was said to be essential in the maintenance of health; indeed a person cannot live without it. It turns bad or becomes agitated or angry if one eats food that disagrees with it. Nyokas have their own food preferences: "My nyoka may like a food that your nyoka hates." The Tsonga healer volunteered that "good hygiene" is needed to keep nyoka undisturbed. When I asked for examples, both healers said that surroundings, including latrines, kitchens and cooking utensils, must be kept clean and free of flies. A nyoka may be happy or angry, depending upon the "purity" and "cleanliness" of the body. An unhappy nyoka makes noises in the stomach. There is treatment to "clean out the dirt from the stomach", which pleases the nyoka.

Finally, I interviewed a number of traditional healers and health workers in a Bemba-speaking area of Zambia in early 1995. I encountered belief in nsoka, which means snake but in the context of an entity dwelling within the stomach seems to refer to ordinary worms--visible when outside the human body--that cause symptoms of illness. Not everyone has these worms. Those who do, suffer from an illness called insokanda, believed caused by eating impure food or drinking dirty water although it can sometimes be caused by sorcery. It is considered contagious. Bemba healers provide medicines in order to expel the nsoka and thereby cure insokanda.

Summary of Findings and Discussion

Based on published and unpublished sources, as well as my own fieldwork, it appears that belief in an invisible snake can be found along a strip of southern and east Africa extending at least from the southern cape of South Africa (Xhosa) to Tanzania in the north. Janzen (1989:243) in fact suggests this strip may represent a meaningful cultural area, somewhat distinct in health beliefs and ritual practice from other Bantu-speaking areas. No doubt a more exhaustive literature search would discover additional references and a more accurate map could be constructed. There may be significant belief differences among societies in southern Africa regarding the nature of the invisible snake. Researchers need to determine if the invisible snake is conceived as a positive force, a neutral ethnophysiological concept, an expression of witchcraft, or something that may be both positive and harmful, depending on conditions. Other questions include: Must one always have one or more snakes in the body to remain alive? Is the snake essential to life and health--or is it a consumer of vital energy and/or a major source of illness? When the snake relates to the objective of therapy, is the aim to: (a) kill or expel it or "cut it into pieces"; (b) strengthen or nourish it; or (c) "calm" or "cool" it? Are there medicines to strengthen the nyoka of children? Is the concept related to purity or pollution-prevention? Future research should determine whether any differences in beliefs are actual or due to differences in research methods and resulting data validity, to institutionalized prevarication (as my Xhosa informant suggests), or to varying levels of causal explanations.

According to my own and others' findings, traditional healers may give deeper, more detailed explanations than laymen regarding complex concepts such as nyoka. The topic in fact might be guarded or tabu. Earthy (1968:63) wrote of the Valenge, "The young people are not usually taught about Nyakwadi, though they overhear their elders talking." In Reis' Swazi study, patients of traditional healers were found to be less certain than healers in their explanations of causes of seizures, although they offered "the same variation in etiological concepts" (Reis 1994:S40). This argues for anthropological, rather than survey, methods and specifically for in-depth interviews with traditional healers.

Returning to the invisible snake, although researchers such as Booyens and Hammond-Tooke have suggested this is related to witchcraft, in fact it appears to be quite the opposite for most (but not all) of the societies reviewed. The invisible snake emerges as a positive albeit dangerous force. Reviewing the essential qualities of the invisible snake in many of the societies for which we have information, we see it is a force that requires cleanliness and purity of body; it reacts to the introduction of "dirt" or impure, spoiled foods by provoking various bodily discharges such as diarrhea and vomiting as well as grumbling in the stomach; it guards the body against impurities or what Shona healers called "contamination"; and it requires clean surroundings external to the body. I offer the hypothesis that the internal snake is conceived as a protective life force when it is invisible under all circumstances; it is an ethnophysiological concept related to digestion and stomach disorder when it is conceived as a worm (less often, a snake or grown-up worm) that becomes visible outside the human body. These two roles are not mutually exclusive since even as a protective life force, the invisible snake seems to regulate diet and digestion.

Classification of Illness by Cause

As Foster (1983:20) observes, "Traditional medical systems are often marked by 'levels' of causality; we find both efficient and proximate causes...Until the causal agent has been discovered, therapy is believed to have little effect." Foster (1983:19) also suggests that broad classification of illness causality concepts into "natural" and "supernatural" is less useful than into the alternative categories of personalistic (aggression or punishment directed at a specific individual as a consequence of the will and power of a human or supernatural agent or being), and naturalistic (where illness is explained in impersonal, systemic terms). Most of Africa, Foster suggests, is characterized by personalistic explanations. Ayurveda, Unani, Chinese, and humoral pathology, on the other hand, are systems based essentially on naturalistic causality.

Yet in many parts of Africa an important health-related causality concept can be found that is not personalistic. This is the notion of pollution. There seems to be general agreement among scholars that pollution beliefs represent a form of naturalistic or impersonal causation that is distinct from attribution of illness to spirits, witches, sorcerers, or ancestors (Janzen 1989; Hammond-Tooke 1989, 1981a, 1981b; Ngubane 1977; Douglas 1966). Even the missionary Junod (1968b:475), writing about the Tsonga early in this century, observed "three great causes of disease", carefully distinguishing "...defilement from death or from impure persons" from attribution of illness to witchcraft and spirits. Although pollution beliefs meet the requirements of naturalistic thinking according to Foster, his is not the only definition in use by anthropologists. Since pollution involves "dangerous heat", negative forces associated with death and other empirically-nonverifyable elements, we might prefer to characterize pollution beliefs as quasi-naturalistic rather than fully naturalistic.

With pollution, people find themselves in "dangerous states," often through no fault of their own, that put them in a socially marginal condition (in part because they are contagious), subject to various taboos, "particularly concerning sexual intercourse" (Hammond-Tooke 1989:91). Pollution beliefs are highly developed among Nguni-speakers (e.g. the Zulu) for whom pollution is related to menstruation, miscarriage, the death of a husband or child, and sexual intercourse, the last said to generate "dangerous heat" (Hammond-Tooke 1989:92; Ngubane 1977). Sources of pollution for the Tsonga include menstrual blood and birth-related bodily fluids, death including abortion and miscarriage, the birth of twins, sickness itself and physical contact with a new environment (Junod 1962b; Honwana 1994; Green 1994b). I have also found illicit sexual acts, such as adultery, to be considered highly polluting among the Tsonga, Shona, Bemba and others.

Some anthropologists have developed typologies--as distinct from dichotomies--that seek to characterize Afric